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SEBI panel proposes code of conduct for proxy advisors

A working group set up by the Securities and Exchange Board of India has proposed a code of conduct involving a ‘comply or explain’ approach for proxy advisory firms wherein listed companies aggrieved by the view of such entities can approach the …Read more

Sebis expert panel proposes framework for proxy advisory companies

An expert panel constituted by market as it would be unfair to subject global proxy advisors to regulations by 195 countries Instead the expert group has said Sebi should provide a code of conduct to be followed by foreign proxy advisors
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SEBI proposes tighter disclosure rules for proxy advisors

NEW DELHI Reuters – Indias market regulator on Monday proposed by SEBI but the report said the regulator may also consider providing a code of conduct for foreign proxy advisors
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Sebi seeks public comments on issues related to proxy advisers

In addition to the recommendations of the working group on regulating foreign proxy advisers it has also proposed that institutional investors may be mandated to ensure that proxy advisory code of conduct for proxy advisers as specified by Sebi
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SEBI should handle proxy firms disputes

of the proposed additional Code of Conduct for proxy advisers SEBI will give appropriate comments in the matter wrt with respect to compliance of code of conduct by proxy advisor Only thereafter the person may approach the court of law stated the
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Sebi Notifies Norms for Research Analysts

The new norms which would also cover proxy advisors or those providing advisory services the norms have provisions in relation to disclosures to be made in research reports code of conduct general responsibility and maintenance of records
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Kotak panel suggestions may result in tick-box approach

The Sebi panels many suggestions executive directors The proposal would eventually lead to a split in the posts of chairman and managing director The proxy firm said this suggestion should be adopted as a mandatory code rather than a discretionary
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